March 23, 2011
Alternatives managers stall on ADV form filing
By Timothy Inklebarger
Alternatives investment managers “appear to be dragging their heels” in filing ADV forms, which means the SEC is expected to be flooded with the filings in late May and early June, according to a report from financial services regulatory compliance consultant ICS Compliance. Read more:
http://www.pionline.com/article/20110322/DAILYREG/110329969