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Industry News

March 23, 2011

Pensions & Investments Looks to ICS Compliance for Insights on ADV Form Filing


Alternatives managers stall on ADV form filing
By Timothy Inklebarger

Alternatives investment managers “appear to be dragging their heels” in filing ADV forms, which means the SEC is expected to be flooded with the filings in late May and early June, according to a report from financial services regulatory compliance consultant ICS Compliance.  Read more: http://www.pionline.com/article/20110322/DAILYREG/110329969

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