ICS' Carmine Angone, Director, Asset Management Group, is quoted in the May 2nd edition of IA Week, a publication of IA Watch (www.iawatch.com), regarding Reg S-P violation prevention. Please find Carmine’s insights in the article "Compliance P... [More]

Click link above to see the latest regulatory compliance news in the U.S. from Google News. [More]

There’s increasing pressure on the SEC to push back the deadline for fund operators to comply with mandatory registration under the Dodd-Frank Act. For the better part of a year, hedge fund managers and their lawyers have had their eyes on July... [More]

Alternatives managers stall on ADV form filing By Timothy Inklebarger Alternatives investment managers “appear to be dragging their heels” in filing ADV forms, which means the SEC is expected to be flooded with the filings in late May an... [More]

The FDIC Board this morning issued a proposed rule that would change the assessment base -- beginning with the second quarter and payable at the end of September -- from adjusted domestic deposits to a bank’s average consolidated total assets m... [More]

The House last week passed legislation (H.R. 5114) that would reauthorize the National Flood Insurance Program for five years and make several changes to the program. Among other things, the bill would create and phase in a new risk-rate schedule for... [More]

The House this evening passed by a 237-192 vote the ABA-opposed financial regulatory reform bill’s (H.R. 4173) conference report. The conference report now goes to the Senate, which will not vote on the measure until the week of July 12th, Sena... [More]

Last year, NACHA approved the change to The ACH Rules with an effective date of June 18, 2010. The Rule change requires participating financial institutions to conduct Risk Assessments of their ACH program, incorporate risk management language into t... [More]